Disclaimer

Any distribution, use or reproduction of this information without the prior written permission of Waterfield is unauthorized and strictly prohibited. The information is only for consumption and such material should not be redistributed. The prices, value, income and appreciation of the securities mentioned are based on the information available in public or the latest information provided to Waterfield and are subject to change. Waterfield makes every effort to use reliable, comprehensive information; but makes no representations or warranties, express or implied or assumes any liability for the accuracy, completeness, or usefulness of any information contained in this document. No warranty or representation, express or implied, is made by Waterfield, nor does Waterfield accept any liability with respect to the information and data set forth herein.

The information contained here is intended solely to provide general guidance on matters of interest for the personal use of the reader, who accepts full responsibility for its use. Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Past performance is not indicative of future results. Recipient should evaluate all investment risks before making any investment decisions. Any forward-looking statements made in relation to the product are contingent on a number of risks, uncertainties and other factors that could cause actual results to differ materially from those indicated by the forward looking statements. For prospective clients, any information provided is only for discussion purpose and based on the generic information and trends in the capital market and shall not be construed as an investment advice.

Certain vehicles may come with a lock in period which also might lead to liquidity risk. The portfolio might have concentration risk due to an over concentration in specific stocks/ sectors/ instruments. Overweight to a particular strategy/ manager in the portfolio may lead to concentration risk at a portfolio level. Overweight to a particular style in the portfolio may lead to concentration risk on a portfolio level. Shorter time horizon or view in the strategy may lead to sub optimal results. The strategy may be subject to prolonged periods of underperformance due to market/fund specific factors. Mismatch between the investor time horizon and portfolio construct may lead to liquidity/price risk.

Securities listed on the stocks exchange may have daily price fluctuations. This may lead to volatility in the underlying portfolio. Some of the underlying securities may become illiquid during extreme market conditions which may lead to liquidity risk even in an open-ended load free vehicle. The risk amplifies in a separately managed PMS vehicle as opposed to a pooled vehicle in Mutual Funds (MF) and Alternative Investment Funds (AIFs). Fixed income portfolios may carry credit risks derived from the issuers’ inability to repay obligations. This might lead to principal or IRR loss in the portfolio. There might be risks related to interest rate sensitivity. Upward movement in interest rates will lead to price deterioration. Certain instruments may become illiquid during stress scenarios in the overall market or specific to the issuer. This might lead to liquidity risks in the portfolio.

The securities quoted, if any, are for illustration only and are not recommendatory. Registration granted by SEBI (INA000001811), enlistment of IA with Exchange (1627) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to Investors/ Clients.

Waterfield, its directors, employees and agents will not be liable for any direct, indirect, incidental or consequential damages sustained or incurred in connection with the use, operation, or inability to use, or reliance on the information contained in this document. This document is intended to serve only as a general source and shall not be construed as a form of recommendation.

Neither Waterfield nor any of its affiliates has undertaken any regulatory, legal, tax or accounting analysis relating to the suitability of the securities. Recipients should consult their professional tax and accounting advisors for tax or accounting treatment conclusion, prior to acting on the information set forth herein.

Please refer to link for holdings of Waterfield Financial and Investment Advisors Private Limited the financial products or securities which are subject matter of advice.

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Principal Officer: Mr. Subodh Kaistha
Email ID: principal.officer@waterfieldadvisors.com
Contact No:+91 22 6621 0700

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Email ID: compliance@waterfieldadvisors.com
Investor Grievance: investor.grievance@waterfieldadvisors.com
Contact No:+91 22 6621 0700

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